Global Short Disclosures

You can use our industry standard platform to submit positions to multiple venues:

Accurate modelling of Submitting Entity and Affiliate model e.g. Investment Advisor:Fund or Broker:Client structures
Industrial strength encryption and auditing
SFTP, Web Service or Portal based submission
Rolling Submissions functionality

United States

Comes in effect from January 2025
EDGAR filings
Monitoring and disclosures

Australia

14 continuous years of reporting disclosures to the Australian regulator, ASIC
ASIC Certified
Millions of FIX messages exchanged
Sophisticated routing and retries
Dual redundant BT and TNS leased lines for resilience
Real-time submissions with automatic recovery
Automatic calendar checks
ISIN and Ticker validation
Automatic short disclosure submissions to ASIC

Singapore

Automatic market value calculation
Net held percentage calculation based off the latest shares outstanding figures
Smart reminders to ensure nothing is missed
Automatic short disclosure submissions to MAS
Acknowledgement capture and storage

See here for more details

Europe

Calculation of thresholds based on the latest adjusted issued capital figures
Determine whether a position has increased by 0.1% since last reportage and report accordingly
Ability to automatically report the last notification date for a position in the same issuer
Handling of Public Holidays across 29 member states of the EU
Filtering out the list of non-reportable stocks as per the regulator notifications
ISO compliant country codes and date-time formats
Automatic fax confirmations to the regulators where required
ISIN and Issuer Name validation
Automatic short disclosure submissions to any ESMA compliant regulator

Hong Kong

Automatic filtering of stocks based on the SFC reportable list
Automatic market value calculation
Handling the Weekly or Emergency Daily reporting automatically
Automated submissions to the SFC
FX rates translation

Japan

Threshold calculations
Board lot conversions
Production of reports in the designated format
Mail-outs with tracking

Jurisdictions Supported for Automated Short Disclosures

All global jurisdictions with Short Disclosure requirements, presently: